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Braden Dawes

Valic Financial Advisors, Inc.

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About Braden Dawes

Braden Dawes is a financial advisor in Houston, Texas, and has been in the industry since December 17, 2023. Braden is registered with Valic Financial Advisors, Inc. and has passed the Series 7TO, SIE, and Series 66 exams. Braden is registered as an Investment Advisor Representative (IAR) in Texas.

Firm Information

Braden Dawes is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Braden Dawes’s Registration & Firm History

TX

01/30/2024 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 01/30/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Braden Dawes.
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