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Braden Anthony Ferrari

Kingswood Capital Partners, LLC

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About Braden Anthony Ferrari

Braden Anthony Ferrari is a financial advisor currently registered with Kingswood Capital Partners, LLC. Braden has been in the financial services industry since 2002 and has experience in a variety of roles, including investment banking, securities trading, and wealth management. Braden has a Series 7, Series 24, Series 63 and Series 79TO licenses and is registered in 13 states. Braden is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Braden Ferrari is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Braden Ferrari’s Registration & Firm History

FL

04/10/2023 - Present

Kingswood Capital Partners, LLC (Miami FL)

FL

05/17/2022 - 04/07/2023

WESTPARK CAPITAL, INC. (Miami FL)

NY

10/05/2020 - 05/06/2022

BENCHMARK INVESTMENTS, LLC (New York NY)

NY

10/18/2018 - 10/05/2020

SW FINANCIAL (MELVILLE NY)

NY

10/22/2015 - 10/18/2018

EASTGATE SECURITIES, LLC (new york NY)

NY

10/02/2012 - 10/15/2015

TRIPOINT GLOBAL EQUITIES, LLC (NEW YORK NY)

NY

04/29/2011 - 10/10/2012

DU PASQUIER & CO., INC. (NEW YORK NY)

NY

05/01/2009 - 04/26/2011

AVALON SECURITIES, LTD. (NEW YORK NY)

NY

08/20/2007 - 04/23/2009

SPENCER CLARKE LLC (NEW YORK NY)

FL

07/18/2006 - 08/17/2007

MIDTOWN PARTNERS & CO., LLC (LAND O LAKES FL)

NY

10/16/2002 - 07/27/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Braden Anthony Ferrari.
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