Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Lafleur is a financial advisor with Fidelity Brokerage Services LLC. Brad has been in the securities industry since March 28, 2009. Brad has experience working with clients in Rhode Island and is currently registered with Rhode Island. Brad is also registered with FINRA. Brad holds the Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
10/03/2023 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
RI
07/15/2013 - 08/17/2023
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
RI
05/14/2012 - 06/14/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
04/13/2011 - 03/28/2012
CCO INVESTMENT SERVICES CORP. (SMITHFIELD RI)
NY
09/07/2007 - 01/20/2010
ING FINANCIAL ADVISERS, LLC (MELVILLE NY)
BC
Issued 10/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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