Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Weekes is a financial advisor with Charles Schwab & CO., Inc. based in Westlake, TX. Brad has been in the financial industry for over 10 years. Brad has experience at a number of firms including TD Ameritrade, LPL Financial LLC, Waddell & Reed, J.P. Morgan Securities LLC, TIAA-CREF Individual & Institutional Services, LLC and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/30/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
06/03/2021 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
TX
09/03/2020 - 06/03/2021
LPL FINANCIAL LLC (PLANO TX)
TX
04/26/2019 - 09/09/2020
WADDELL & REED (PLANO TX)
TX
06/08/2017 - 05/08/2019
J.P. MORGAN SECURITIES LLC (ALLEN TX)
CA
11/13/2012 - 06/01/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LOS ANGELES CA)
TX
06/26/2009 - 08/05/2009
AXA ADVISORS, LLC (PLANO TX)
BOTH
Issued 04/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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