Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Thomas Iorizzo is a securities professional with over 20 years of experience in the industry. Brad has a proven track record of success in the financial services industry, having worked at leading firms such as Lehman Brothers Inc., Goldman, Sachs & Co., Barclays Capital Inc., and UBS Securities LLC. Brad holds the Series 7, SIE, and Series 99TO licenses, demonstrating expertise in a wide range of financial products and services. Brad currently works as a registered representative with Mizuho Securities USA LLC, a firm known for its global reach and commitment to client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/14/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/08/2022 - 09/11/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 11/18/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/19/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/16/2003 - 09/05/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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