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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Steven Palent is a financial advisor with over 25 years of experience. Brad Steven Palent is currently registered with Wells Fargo Clearing Services, LLC, and has previously been registered with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FLEET ENTERPRISES, INC., CHASE INVESTMENT SERVICES CORP., and DEAN WITTER REYNOLDS INC.. Brad Steven Palent holds several licenses, including Series 7, 9, 10, 24, 31, 63, and 65, and has passed the SIE exam. Brad Steven Palent provides a variety of financial services, including financial planning, investment consulting services to institutional clients, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Brad Steven Palent has been serving clients in the financial industry since August 1996 and specializes in serving clients in the areas of Investment Companies, Charitable Organizations, High-Net-Worth Individuals, Corporations or other businesses, and Individuals other than High-Net-Worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/08/2017 - Present
Wells Fargo Clearing Services, LLC (WEST ORANGE NJ)
NJ
10/20/2004 - 10/17/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/24/1999 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
IL
02/27/1998 - 03/26/1999
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/31/1996 - 02/18/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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