Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Steven Miller is a securities professional with over 29 years of experience in the financial services industry. Brad Miller is currently registered with UBS Securities LLC and holds the Series 7, Series 24, Series 63, SIE, and Series 79TO licenses. Brad Miller has previously been registered with Deutsche Bank Securities Inc., CIBC World Markets Corp., and Prudential Securities Incorporated. Brad Miller has a diverse background with experience in investment banking, securities, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/07/2015 - Present
UBS Securities LLC (NEW YORK NY)
NY
04/20/2004 - 10/07/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/23/2001 - 03/11/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
05/12/1998 - 07/17/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/16/1994 - 05/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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