Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Stephen Gaglione is a financial advisor with over 28 years of experience in the industry. Brad is currently registered with Morgan Stanley and has held previous positions at other firms including Zacks & Company, Janney Montgomery Scott LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., and Hibbard Brown & Co., Inc. Brad holds the Series 63, Series 65, Series 7, and SIE licenses, and is registered with the states of Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia and Washington. Brad specializes in providing financial planning, portfolio management, and asset allocation advice for a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/13/2015 - Present
Morgan Stanley (Shrewsbury NJ)
IL
07/10/2006 - 02/23/2015
ZACKS & COMPANY (CHICAGO IL)
CT
01/27/2003 - 06/22/2006
JANNEY MONTGOMERY SCOTT LLC (NEW HAVEN CT)
NY
10/23/1998 - 01/10/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/17/1994 - 10/29/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/19/1994 - 04/27/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 08/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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