Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Sills is a financial professional with over 15 years of experience in the industry. Brad is currently registered with Bofa Securities, Inc. in San Francisco, CA. Brad has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Maxim Group LLC, Thinkequity LLC, Barclays Capital Inc., and Lehman Brothers Inc., all in San Francisco, CA. Brad holds several industry licenses and designations including Series 63, Series 7, Series 86, Series 87, and Series 24. Brad is an expert in providing research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
05/10/2019 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
10/06/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
12/10/2012 - 09/19/2014
MAXIM GROUP LLC (SAN FRANCISCO CA)
CA
05/07/2012 - 11/05/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
06/27/2005 - 09/22/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
BC
Issued 07/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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