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Brad Ryan Brondsema

Advisors Asset Management, Inc.

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About Brad Ryan Brondsema

Brad Brondsema is a financial advisor who has been in the industry since 2004. Brad is currently registered with Advisors Asset Management, Inc. in Illinois. Brad has been with Advisors Asset Management, Inc. since 2009. Before joining Advisors Asset Management, Inc. Brad was with Claymore Securities, Inc. from 2005 to 2009 and Scudder Distributors, Inc. from 2004 to 2005. Brad holds a Series 6, 7, 63, 66 and SIE license. Brad specializes in investment company products/variable contracts, general securities, investment banking registered representative, and securities industry essentials.

Firm Information

Brad Brondsema is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brad Brondsema’s Registration & Firm History

IL

10/01/2009 - Present

Advisors Asset Management, Inc. (LISLE IL)

IL

11/30/2005 - 08/05/2009

CLAYMORE SECURITIES, INC. (CHICAGO IL)

IL

04/27/2004 - 12/07/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 01/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2005

Series 7 - General Securities Representative Examination

BC

Issued 04/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brad Ryan Brondsema.
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