Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Roger Nettune is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Summit, NJ. Brad has been a registered representative since 1997 and has experience at a number of well-known firms including UBS Financial Services Inc., Morgan Stanley, and Bear, Stearns & Co. Inc. Brad Roger Nettune provides financial advice for individuals, businesses, and retirement plans. Brad Roger Nettune is registered to offer investment advice in 34 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
NJ
10/28/2011 - 09/15/2015
MORGAN STANLEY (SHORT HILLS NJ)
NY
09/21/2007 - 11/25/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/18/2001 - 10/03/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/19/1999 - 10/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/14/1997 - 07/21/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 04/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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