Unclaimed
Brad R. Sweeney is a financial professional with over 10 years of experience in the industry. Brad is currently registered with Fidelity Distributors Co. LLC and has been with the firm since May 2016. Prior to that, Brad was employed by PYRAMIS DISTRIBUTORS CORPORATION LLC from January 2009 to May 2016 and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. from January 2009 to February 2009. Brad holds the Series 7, Series 24, Series 63 and SIE licenses, as well as state registrations in all 50 states and the District of Columbia. Brad is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/12/2016 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
01/23/2009 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
RI
01/22/2009 - 02/04/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 03/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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