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Brad R Sweeney

Fidelity Distributors Co. LLC

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About Brad R Sweeney

Brad R. Sweeney is a financial professional with over 10 years of experience in the industry. Brad is currently registered with Fidelity Distributors Co. LLC and has been with the firm since May 2016. Prior to that, Brad was employed by PYRAMIS DISTRIBUTORS CORPORATION LLC from January 2009 to May 2016 and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. from January 2009 to February 2009. Brad holds the Series 7, Series 24, Series 63 and SIE licenses, as well as state registrations in all 50 states and the District of Columbia. Brad is committed to providing clients with personalized financial advice and guidance.

Firm Information

Brad Sweeney is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brad Sweeney’s Registration & Firm History

RI

05/12/2016 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

01/23/2009 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

01/22/2009 - 02/04/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 03/19/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brad R Sweeney.
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