Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Penry is a financial advisor at LPL Financial LLC. Brad has been in the financial industry since 2003 and has experience with a variety of financial products and services. Brad is registered in Alabama, Arizona, California, Idaho, Louisiana, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/16/2024 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
06/24/2016 - 05/17/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
11/24/2015 - 05/27/2016
USA FINANCIAL SECURITIES CORPORATION (Costa Mesa CA)
CA
12/02/2013 - 10/05/2015
J.P. TURNER & COMPANY, L.L.C. (TUSTIN CA)
CA
03/01/2007 - 12/02/2013
CENTAURUS FINANCIAL, INC. (COSTA MESA CA)
CA
12/01/2006 - 03/01/2007
QUESTAR CAPITAL CORPORATION (COSTA MESA CA)
CA
11/08/2002 - 12/01/2006
USALLIANZ SECURITIES, INC. (COSTA MESA CA)
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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