Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Residori is a financial advisor with Mariner Wealth. Brad is a registered representative with 34 years of experience in the financial services industry. Brad is registered with the state of Kansas and Texas. Brad has earned the Series 63, Series 65, Series 7, and Series 24 securities licenses. Brad specializes in investment advice for Individuals, High-Net-Worth Individuals, Businesses, Charitable Organizations, Corporations, Pension and Profit Sharing Plans, State or Municipal Government Entities, Insurance Companies, Banking or Thrift Institutions, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
05/02/2022 - Present
Mariner Wealth (OVERLAND PARK KS)
TX
01/07/2022 - 05/03/2022
FUTU CLEARING INC (DALLAS TX)
NJ
01/07/2022 - 05/03/2022
FUTU INC (JERSEY CITY NJ)
TX
10/05/2021 - 12/31/2021
COMPASS DISTRIBUTORS, LLC (Friendswood TX)
TX
10/05/2021 - 12/31/2021
FORESIDE DISTRIBUTION SERVICES, L.P. (Friendswood TX)
ME
10/05/2021 - 12/31/2021
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
TX
10/05/2021 - 12/31/2021
FORESIDE FUND SERVICES, LLC (Friendswood TX)
ME
10/05/2021 - 12/31/2021
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
TX
10/05/2021 - 12/31/2021
FUNDS DISTRIBUTOR, LLC (Friendswood TX)
TX
10/05/2021 - 12/31/2021
IMST DISTRIBUTORS, LLC (Friendswood TX)
TX
10/05/2021 - 12/31/2021
QUASAR DISTRIBUTORS, LLC (Friendswood TX)
TX
03/01/2006 - 09/17/2021
WADDELL & REED (FRIENDSWOOD TX)
KS
03/06/2006 - 12/23/2019
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
TX
05/03/2004 - 02/24/2006
NFP SECURITIES, INC. (AUSTIN TX)
IA
01/07/1999 - 04/30/2004
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IA
02/24/2000 - 10/04/2001
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
IA
01/28/2000 - 02/24/2000
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
TX
03/15/1995 - 03/12/1999
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NA
10/27/1989 - 01/09/1995
F.J. GARBER & CO.
AZ
06/18/1989 - 10/31/1989
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
05/11/1989 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
02/16/1988 - 04/25/1989
ROYCE PARK INVESTMENTS, INC.
NA
01/19/1988 - 02/27/1988
THOMAS JAMES ASSOCIATES, INC.
IA
Issued 03/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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