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Brad Michael Henry

Nationwide Investment Services Corp.

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About Brad Michael Henry

Brad Michael Henry is a financial advisor based in Columbus, Ohio. Brad has been in the financial industry since 2010. He is currently registered with Nationwide Investment Services Corp. and has previous experience with Hartford Funds Distributors, LLC, UBS Financial Services Inc., and Morgan Stanley Smith Barney. Brad has a Series 7 and Series 66 license as well as a SIE license. Brad is registered in 51 states.

Firm Information

Brad Henry is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brad Henry’s Registration & Firm History

OH

04/27/2015 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

PA

07/17/2012 - 04/14/2015

HARTFORD FUNDS DISTRIBUTORS, LLC (RADNOR PA)

NY

06/13/2011 - 07/16/2012

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

04/07/2010 - 06/09/2011

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/06/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brad Michael Henry. Review regulatory record here.
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