Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Lee Hallock is a financial advisor who has been in the industry since 2003. Brad is currently registered with Kovack Advisors, Inc. and has been with the firm since 2013. Previously, Brad worked for firms such as MetLife Securities Inc., Advisors Asset Management, Inc., T. Rowe Price Investment Services, Inc., NYLIFE Securities Inc., and Salomon Smith Barney Inc. Brad is licensed in 10 states and holds the Series 63, Series 65, Series 7 and SIE exams. Brad specializes in Financial Planning, selection of other advisors and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2016 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CO
06/24/2010 - 05/22/2013
METLIFE SECURITIES INC. (COLORADO SPRINGS CO)
CO
10/03/2008 - 04/14/2010
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
CO
11/07/2002 - 06/14/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
NY
08/07/2001 - 10/30/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
08/26/1999 - 06/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 01/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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