Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Lee Clasby is a financial professional with over 35 years of experience in the industry. Brad has been registered with Ameriprise Financial Services, LLC since January 2018 and previously worked with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, and Paine Webber Incorporated. Brad is licensed to provide investment advisory services in several states, including North Carolina, Texas, California, Florida, Georgia, Illinois, Maryland, New Jersey, New York, South Carolina, Tennessee, Virginia and Washington. Brad holds Series 3, 7 and 63 licenses and the SIE and Series 65 exams. Brad specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/13/2018 - Present
Ameriprise Financial Services, LLC (Winston Salem NC)
NC
08/28/2009 - 02/07/2018
WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)
NC
06/01/2009 - 09/14/2009
MORGAN STANLEY SMITH BARNEY (GREENSBORO NC)
NC
10/01/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENSBORO NC)
NY
08/01/1994 - 10/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/15/1989 - 08/22/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/01/1985 - 12/22/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/28/1982 - 07/30/1985
E. F. HUTTON & COMPANY INC
IA
Issued 12/17/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1991
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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