Unclaimed
Brad Braunberger is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Brad has been in the securities industry since August 1983. Brad is licensed in 29 states. Brad is also registered as an Investment Advisor Representative in North Dakota. Brad has worked for two other firms: Miller Johnson Steichen Kinnard, Inc. and John G. Kinnard And Company, Incorporated. Stifel, Nicolaus & Company, Inc. offers a variety of financial services, including financial planning, pension consulting, and portfolio management for individuals, businesses and pooled investment vehicles. Stifel, Nicolaus & Company, Inc. has offices in Bismarck and Dickinson, North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
01/09/2007 - Present
Stifel, Nicolaus & Company, Inc. (BISMARCK ND)
ND
01/01/2001 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (DICKINSON ND)
MN
08/23/1983 - 01/01/2001
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
IA
Issued 01/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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