Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad John Polo is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Indianapolis, Indiana. Brad John Polo has been in the securities industry since July 18, 2013. Brad John Polo is registered with the state of Indiana. Brad John Polo previously worked at WELLS FARGO CLEARING SERVICES, LLC. Brad John Polo has passed the Series 66, SIE, and Series 7 exams. Brad John Polo holds the Certified Financial Planner designation. Brad John Polo has a current registration with Stifel, Nicolaus & Company, Inc., as a Registered Representative, and with the state of Indiana as a Registered Investment Adviser.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
07/19/2013 - 08/03/2020
WELLS FARGO CLEARING SERVICES, LLC (INDIANAPOLIS IN)
BOTH
Issued 08/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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