Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Harrington Seyffer is a financial advisor currently registered with GT Securities, Inc. Brad has been in the securities industry since June 23, 2001. Brad has been a registered representative since 1995 and has held previous roles with firms like Salomon Smith Barney Inc., Salomon Brothers Inc., Stone & Youngberg LLC, Advanced Equities, Inc., Paulson Investment Company, Inc., Merriman Capital, Inc., and Growth Capital Services, Inc. Brad holds FINRA Series 3, 7, 24, 63, 79TO, and SIE licenses. Brad is registered in Florida and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/09/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
DE
08/18/2016 - 03/14/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
04/20/2016 - 08/04/2016
MERRIMAN CAPITAL, INC. (San Francisco CA)
CA
04/19/2013 - 07/18/2014
PAULSON INVESTMENT COMPANY, INC. (NAVATO CA)
CA
10/14/2005 - 11/20/2012
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
CA
12/06/2001 - 03/14/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
11/28/1997 - 06/28/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/09/1995 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 09/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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