Unclaimed
Brad Harold Polan is a registered representative currently affiliated with Chatham Financial Securities LLC. Brad has been in the industry since October 5, 2014, and currently holds Series 63, SIE, and Series 79 licenses. Brad has been registered with Chatham Financial Securities LLC since March 4, 2024. Before joining Chatham Financial Securities LLC, Brad has held roles with ICM CAPITAL MARKETS, LLC, EA MARKETS SECURITIES LLC, and SPP CAPITAL PARTNERS L L C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2024 - Present
Chatham Financial Securities LLC (New York NY)
NY
01/03/2022 - 02/16/2024
ICM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/21/2018 - 07/09/2021
EA MARKETS SECURITIES LLC (NEW YORK NY)
NY
01/24/2014 - 12/20/2017
SPP CAPITAL PARTNERS L L C (NEW YORK NY)
BC
Issued 03/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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