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Brad Harold Polan

Chatham Financial Securities LLC

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About Brad Harold Polan

Brad Harold Polan is a registered representative currently affiliated with Chatham Financial Securities LLC. Brad has been in the industry since October 5, 2014, and currently holds Series 63, SIE, and Series 79 licenses. Brad has been registered with Chatham Financial Securities LLC since March 4, 2024. Before joining Chatham Financial Securities LLC, Brad has held roles with ICM CAPITAL MARKETS, LLC, EA MARKETS SECURITIES LLC, and SPP CAPITAL PARTNERS L L C.

Firm Information

Brad Polan is currently registered with Chatham Financial Securities LLC. Chatham Financial Securities LLC is a Limited Liability Company formed on March 27, 2000. The firm is registered in California, Colorado, Connecticut, New York, and Pennsylvania and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brad Polan’s Registration & Firm History

NY

03/04/2024 - Present

Chatham Financial Securities LLC (New York NY)

NY

01/03/2022 - 02/16/2024

ICM CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/21/2018 - 07/09/2021

EA MARKETS SECURITIES LLC (NEW YORK NY)

NY

01/24/2014 - 12/20/2017

SPP CAPITAL PARTNERS L L C (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brad Harold Polan.
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