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Brad Harden Berberian

Santander US Capital Markets LLC

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About Brad Harden Berberian

Brad Berberian is a financial professional with over 20 years of experience in the securities industry. Brad has a strong background in trading and sales, and is currently registered with Santander US Capital Markets LLC. Prior to joining Santander US Capital Markets LLC, Brad was employed with RBC Capital Markets, LLC, Payden & Rygel Distributors, Imperial Capital, LLC, and Salomon Smith Barney Inc. Brad is a licensed Series 7, Series 24, Series 55, Series 57TO, and Series 63 representative. Brad is dedicated to providing clients with personalized financial advice and investment strategies.

Firm Information

Brad Berberian is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brad Berberian’s Registration & Firm History

CA

08/08/2023 - Present

Santander US Capital Markets LLC (Los Angeles CA)

CA

04/20/2007 - 08/30/2023

RBC CAPITAL MARKETS, LLC (Newport Beach CA)

CA

04/14/2003 - 04/25/2006

PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)

CA

01/09/2002 - 03/21/2003

IMPERIAL CAPITAL, LLC (LOS ANGELES CA)

NY

12/14/1998 - 04/12/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/19/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brad Harden Berberian.
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