Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Gauldin is a financial advisor with LPL Financial LLC, a large independent broker-dealer and registered investment advisor. Brad has been in the securities industry since 2005. He is a registered representative in Pennsylvania and Maryland and holds Series 6, 7, 63, and 66 licenses. Brad has been affiliated with LPL Financial since 2022. Prior to that, Brad was affiliated with Wells Fargo Advisors, LLC and M&T Securities. Brad is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/29/2022 - Present
LPL Financial LLC (HANOVER PA)
PA
04/19/2013 - 03/10/2022
WELLS FARGO CLEARING SERVICES, LLC (HARRISBURG PA)
PA
04/08/2010 - 01/06/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORK PA)
PA
01/20/2009 - 01/15/2010
VALLEY FORGE ASSET MANAGEMENT CORP. (KING OF PRUSSIA PA)
PA
09/13/2005 - 08/01/2008
M&T SECURITIES, INC. (SPRING GROVE PA)
BOTH
Issued 04/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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