Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Eugene Baker is a Certified Financial Planner® with over 30 years of experience in the financial services industry. Brad is currently registered with Kestra Advisory Services, LLC, and Kestra Investment Services, LLC. Brad's previous experience includes positions with PNC Investments, BBVA Securities Inc., Allstate Financial Services, LLC, LPL Financial LLC, and Cue Financial Group, Inc. Brad is also a Registered Representative and Investment Advisor Representative. Brad's focus is on providing investment advice and financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/25/2021 - Present
Kestra Advisory Services, LLC (Litchfield Park AZ)
AZ
08/16/2021 - 08/26/2021
PNC INVESTMENTS (PEORIA AZ)
AZ
12/15/2016 - 08/16/2021
BBVA SECURITIES INC. (PEORIA AZ)
AZ
08/12/2014 - 12/12/2016
ALLSTATE FINANCIAL SERVICES, LLC (GOODYEAR AZ)
AZ
01/20/2009 - 08/11/2014
LPL FINANCIAL LLC (SUPRISE AZ)
AZ
07/05/2006 - 01/21/2009
CUE FINANCIAL GROUP, INC. (GLENDALE AZ)
AZ
01/10/2001 - 07/19/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (PHOENIX AZ)
AZ
05/11/1995 - 05/03/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MD
02/11/1995 - 05/11/1995
THE ADVISORS GROUP, INC. (BETHESDA MD)
NY
11/28/1994 - 01/26/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
04/20/1992 - 03/18/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
08/07/1991 - 05/13/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/07/1991 - 05/13/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
10/12/1988 - 07/08/1991
SMA EQUITIES, INC. (WORCESTER MA)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1992
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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