Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Thompson is a financial advisor with over 28 years of experience in the industry. Brad holds multiple licenses, including Series 7, 63, and 65. Currently, Brad is registered with SPC and has been with the firm since November 2012. Brad has previously worked with Amerprise Financial Services, Inc., Investment Professionals, Inc., Morgan Stanley DW Inc., Essex National Securities, Inc., and NationsSecurities. Brad has a strong track record of providing financial advice and investment management services to individuals, families, businesses, and charitable organizations. Brad offers a range of services, including financial planning, portfolio management, and investment consultation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
11/09/2012 - Present
SPC (ANN ARBOR MI)
TX
06/10/2011 - 11/15/2012
AMERIPRISE FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
TX
11/05/1996 - 07/06/2011
INVESTMENT PROFESSIONALS, INC. (HONDO TX)
NY
04/16/2004 - 05/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
11/13/1995 - 09/30/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
02/14/1994 - 06/02/1995
NATIONSSECURITIES
IA
Issued 06/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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