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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Peltier is a financial advisor who has been in the industry since 2016. Brad is currently registered with Morgan Stanley and is licensed in Michigan and Texas. Brad has a strong background in financial services, having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fifth Third Securities, Inc. Brad is a highly experienced advisor with expertise in a variety of financial planning areas, including investment advice, asset allocation, and retirement planning. Brad has a strong commitment to providing clients with personalized and comprehensive financial advice to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
08/02/2024 - Present
Morgan Stanley (Birmingham MI)
MI
11/19/2018 - 07/22/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANN ARBOR MI)
MI
11/17/2005 - 12/13/2007
FIFTH THIRD SECURITIES, INC. (NORTHVILLE MI)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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