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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Douglas Stein is a financial advisor with over 30 years of experience in the industry. Brad is currently registered with LPL Financial LLC and The Financial Advisory Group. Brad has a strong track record of providing financial planning and investment management services to individuals, families, and businesses. He has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals. Brad holds the Series 7, Series 24, and Series 63 licenses, as well as the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
03/08/2011 - Present
LPL Financial LLC (YORK PA)
NY
01/25/1994 - 04/20/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NJ
01/04/1993 - 02/08/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CO
08/21/1992 - 11/20/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NY
08/12/1992 - 10/07/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 06/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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