Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Dana Pond is a financial professional with over 20 years of experience in the industry. Brad is currently registered with Equitable Distributors, LLC and has been with the firm since June 2022. Brad's previous experience includes roles at GREAT POINT CAPITAL LLC, INDEPENDENT FINANCIAL GROUP, LLC, TRANSAMERICA CAPITAL, INC., and AIG SUNAMERICA CAPITAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/24/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
VA
12/01/2020 - 06/06/2022
GREAT POINT CAPITAL LLC (Reston VA)
VA
01/23/2018 - 03/06/2019
INDEPENDENT FINANCIAL GROUP, LLC (RICHMOND VA)
CO
10/07/2008 - 09/29/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NJ
12/04/2006 - 10/06/2008
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CO
02/27/2002 - 12/01/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BOTH
Issued 11/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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