Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Charles Jones is a registered representative with Piper Sandler & Co. He is a licensed professional in the state of New York and holds the Series 63, Series 79TO, and SIE licenses. Brad has been in the industry for over 2 years and is currently working in the New York branch office. Brad's firm, Piper Sandler & Co., is a large firm with approximately $1 billion to $10 billion in assets under management. They provide financial advisory services to a variety of clients, including state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/14/2021 - Present
Piper Sandler & Co. (NEW YORK NY)
BC
Issued 09/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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