Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Cain is a financial advisor with Cetera Investment Advisers LLC. Brad has been in the financial services industry since October 17, 2000. Brad holds Series 7, 63 and 66 securities licenses. Brad is registered to offer securities in Louisiana and Texas. Brad is also registered to offer investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/29/2023 - Present
Cetera Investment Advisers LLC (LINDALE TX)
TX
03/01/2017 - 12/31/2017
CETERA ADVISOR NETWORKS LLC (LINDALE TX)
TX
05/07/2015 - 01/11/2017
CETERA INVESTMENT SERVICES LLC (TYLER TX)
TX
01/02/2015 - 04/28/2015
CAPITAL ONE INVESTING, LLC (TYLER TX)
TX
02/18/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (TYLER TX)
TX
09/10/2012 - 02/18/2014
INVESTMENT PROFESSIONALS, INC. (TYLER TX)
TX
06/25/2008 - 09/04/2012
CHASE INVESTMENT SERVICES CORP. (TYLER TX)
TX
10/19/2005 - 06/19/2008
TD AMERITRADE, INC. (SOUTHLAKE TX)
IL
07/06/2005 - 10/31/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/25/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
03/14/2001 - 12/16/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
AL
05/25/2000 - 02/16/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
10/01/1999 - 04/20/2000
SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)
BOTH
Issued 12/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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