Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Mantel is a financial advisor with J.p. Morgan Securities LLC. Brad has been in the financial services industry since 2000. Brad has a wide range of experience, having previously worked at J.P. MORGAN SECURITIES INC., THOMAS WEISEL PARTNERS LLC, KBC FINANCIAL PRODUCTS USA, INC., KBC ADIRONDACK ELECTRONIC MARKETS LLC, SALOMON SMITH BARNEY INC., and CHARLES SCHWAB & CO., INC. Brad is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, Series 55, Series 57TO, and SIE licenses. Brad is also registered in all 50 states and the District of Columbia. Brad is a licensed agent in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Brad specializes in financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/31/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
06/27/2002 - 07/16/2007
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
08/24/2001 - 05/01/2002
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
10/02/2000 - 08/21/2001
KBC ADIRONDACK ELECTRONIC MARKETS LLC (NEW YORK NY)
NY
06/22/2000 - 10/02/2000
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
10/05/1998 - 04/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
04/23/1998 - 06/08/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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