Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Friedman is a financial professional with over 15 years of experience in the industry. Brad currently works at Samuel A. Ramirez & Company, Inc. Previously, Brad was employed by BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. Brad holds Series 7, Series 50, Series 63 and SIE licenses. Brad is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/09/2011 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
09/22/2008 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/13/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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