Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Arrington is a financial advisor with over 10 years of experience in the industry. Brad currently works with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Brad has worked with several companies, including TIAA-CREF Individual & Institutional Services, LLC, E*TRADE Securities LLC, Charles Schwab & Co., Inc. and Edward Jones. Brad is registered with North Carolina and holds Series 66, Series 7 and SIE licenses. Brad specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
05/16/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
06/22/2022 - 12/21/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
11/16/2021 - 03/01/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
UT
12/07/2017 - 12/06/2019
E*TRADE SECURITIES LLC (SANDY UT)
AZ
05/04/2015 - 04/22/2016
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
UT
09/14/2011 - 04/16/2015
E*TRADE SECURITIES LLC (SANDY UT)
UT
04/01/2011 - 09/01/2011
PRUCO SECURITIES, LLC. (SALT LAKE CITY UT)
MO
02/15/2010 - 04/06/2010
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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