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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Bailey is an investment advisor representative with Edelman Financial Engines. Brad Bailey is a Registered Investment Advisor (IA) in Florida and Texas and has been in the industry for over 20 years. Brad Bailey has a strong background in financial services and holds the following licenses and certifications: Series 6, Series 7, Series 24, Series 28, and Series 66. Prior to joining Edelman Financial Engines, Brad Bailey worked for a number of other firms including EF Legacy Securities, LLC, Sanders Morris Harris LLC, Girard Securities, Inc., R.M. Stark & Co., Inc., Securities America, Inc., Asset Management Securities Corp., Banc of America Investment Services, Inc., and Ivy Mackenzie Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
FL
11/01/2018 - Present
Edelman Financial Engines (PLANTATION FL)
FL
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (BOCA RATON FL)
FL
01/31/2012 - 04/22/2016
SANDERS MORRIS HARRIS LLC (BOCA RATON FL)
FL
09/26/2011 - 11/10/2011
GIRARD SECURITIES, INC. (FT. LAUDERDALE FL)
FL
04/07/2010 - 04/06/2011
R.M. STARK & CO., INC. (BOCA RATON FL)
FL
12/02/2005 - 04/06/2010
SECURITIES AMERICA, INC. (BOCA RATON FL)
FL
05/18/2004 - 01/19/2006
ASSET MANAGEMENT SECURITIES CORP. (BOCA RATON FL)
MA
05/14/2004 - 05/24/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
02/23/2000 - 05/07/2004
ASSET MANAGEMENT SECURITIES CORP. (BOCA RATON FL)
KS
12/07/1999 - 12/09/1999
IVY MACKENZIE DISTRIBUTORS, INC. (OVERLAND PARK KS)
BOTH
Issued 9/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/1/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 7/8/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/6/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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