Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Allan Shaffer is a financial advisor with over 30 years of experience in the industry. Currently, Brad is a registered representative for First Trust Portfolios LP. Brad has held previous positions at firms such as EVEREN SECURITIES, INC., NIKE SECURITIES L.P., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Brad holds the Series 6, Series 7, Series 24, and SIE licenses. Brad is registered with the states of Illinois, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/27/1996 - Present
First Trust Portfolios LP (Franklin TN)
MO
04/27/1995 - 02/24/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IL
04/01/1992 - 04/13/1995
NIKE SECURITIES L.P. (WHEATON IL)
NJ
09/20/1989 - 04/20/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/20/1989 - 04/20/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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