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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Katz is a financial advisor with Cetera Investment Advisers LLC. Brad has over 25 years of experience in the financial services industry. Brad has a diverse background, having worked for firms such as First Allied Securities, Inc. and XCU Capital Corporation, Inc. Brad is registered with FINRA and holds multiple licenses, including Series 7, 24, 51, 63, and 65. Brad specializes in portfolio management for individuals and businesses. Brad is also a registered investment advisor in New Jersey. Brad provides financial planning, pension consulting, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (FAIRFIELD NJ)
NJ
04/20/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FAIRFIELD NJ)
NJ
01/22/2002 - 05/08/2007
AFFINITY INVESTMENT SERVICES, LLC (BASKING RIDGE NJ)
NC
08/30/1999 - 09/09/2002
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
SC
01/30/1998 - 11/24/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
05/23/1997 - 02/05/1998
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 2/7/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/4/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/25/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/7/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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