Unclaimed
Brad Alan Pickett is a financial advisor with Next Financial Group, Inc. based in Houston, Texas. Brad has been in the financial services industry since September 2003. Brad is a registered representative with FINRA and is also licensed to provide investment advisory services in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
05/28/2020 - Present
Next Financial Group, Inc. (HOUSTON TX)
TX
03/12/2013 - 06/03/2014
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
CT
06/06/2011 - 06/01/2012
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
TX
10/21/2010 - 01/28/2011
AXA ADVISORS, LLC (HOUSTON TX)
LA
07/16/2001 - 07/30/2010
ALLSTATE FINANCIAL SERVICES, LLC (METAIRIE LA)
MN
10/17/2000 - 07/11/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/17/2000 - 07/11/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/28/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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