Unclaimed
Brad Murphy is a financial advisor who has been in the industry since 2003. Brad is currently registered with Empower Advisory Group, LLC, which is a firm that manages over $134 billion in assets. Brad also has previous experience with Prudential Investment Management Services LLC, VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, TOWER SQUARE SECURITIES, INC., and WADDELL & REED, INC.. Brad is a registered representative with both FINRA and the State of Connecticut, and holds licenses for both broker-dealer and investment advisor activities. Brad's focus is on managing portfolios for individuals and providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/21/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CT
08/06/2019 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
01/03/2011 - 07/09/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
03/09/2007 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
04/01/2006 - 03/08/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
CA
05/14/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
KS
11/24/2003 - 05/03/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 04/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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