Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Blalock is a financial professional with over 20 years of experience in the industry. Brad is currently registered with Prudential Investment Management Services LLC and has previously held positions with FRONTEGRA STRATEGIES, LLC, MORGAN STANLEY DISTRIBUTION, INC., MMC SECURITIES CORP., MERCER SECURITIES, INC. and MARSH & MCLENNAN SECURITIES CORPORATION. Brad holds licenses for Series 3, 7, 24, 63 and SIE, as well as registrations in over 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/10/2013 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
FL
11/10/2011 - 04/08/2013
FRONTEGRA STRATEGIES, LLC (MIRAMAR BEACH FL)
NY
01/09/2009 - 08/10/2010
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/16/2003 - 12/04/2003
MMC SECURITIES CORP. (NEW YORK NY)
IL
11/05/1998 - 06/16/2003
MERCER SECURITIES, INC. (CHICAGO IL)
NY
02/04/1998 - 11/09/1998
MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 05/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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