Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brad? Claim Your ProfileBrad Alan Berkowitz has been in the financial industry since 2008. Brad has a background in various financial services companies, including Access Securities, Inc., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Lehman Brothers Inc., Lehman Government Securities Inc., and Lehman Special Securities Inc.. Brad holds the Series 63, 65, 66 and 24 licenses. Brad is currently registered with MML Investors Services, LLC, and provides financial planning, portfolio management for individuals and businesses, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
08/24/2017 - Present
MML Investors Services, LLC (BOCA RATON FL)
NY
05/20/2008 - 09/26/2008
ACCESS SECURITIES, INC. (NEW YORK NY)
NY
05/24/1995 - 01/30/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/24/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
08/13/1991 - 09/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/13/1991 - 09/26/1994
LEHMAN GOVERNMENT SECURITIES INC.
NA
08/13/1991 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BOTH
Issued 07/13/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2008
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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