Unclaimed
Bozena Brinkman is a financial advisor with Securities Management & Research, Inc. Bozena has been working in the financial services industry since April 1995. Bozena has a Series 6, Series 26 and Series 63 license. Bozena is registered in Arizona, Idaho, Nevada, Utah and Washington. Bozena was previously registered with Princor Financial Services Corporation and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
02/10/2000 - Present
Securities Management & Research, Inc. (SALT LAKE CITY UT)
IA
04/30/1998 - 02/09/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
WI
04/13/1995 - 04/24/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
04/05/1995 - 04/24/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
BC
Issued 05/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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