Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bowen? Claim Your ProfileBowen Wu is an investment professional who has been working in the industry since September 2020. Bowen is currently registered with Piper Sandler & Co. and is located in New York City. Bowen has experience with Raymond James & Associates, Inc. and has passed several securities exams including Series 63, Series 79TO, Series 86, Series 87, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/17/2023 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
07/01/2020 - 01/31/2023
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 09/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/19/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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