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Borui Zhang

Charles Schwab & CO., Inc.

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About Borui Zhang

Borui Zhang is a financial advisor with over 7 years of experience in the industry. Currently, Borui Zhang is registered with Charles Schwab & CO., Inc. and is licensed to provide financial advice in multiple states. Borui Zhang has previously been registered with TD AMERITRADE, INC. and SCOTTRADE, INC. Borui Zhang is a Certified Financial Planner and holds various licenses including Series 6, 7, 63 and 66. Borui Zhang has a strong track record of providing financial advice to individuals and families, and is committed to helping clients achieve their financial goals.

Firm Information

Borui Zhang is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Borui Zhang’s Registration & Firm History

NY

01/26/2022 - Present

Charles Schwab & CO., Inc. (Manhasset NY)

NY

02/26/2018 - 07/29/2024

TD AMERITRADE, INC. (Manhasset NY)

NY

05/02/2017 - 02/26/2018

SCOTTRADE, INC. (FOREST HILLS NY)

NY

05/09/2016 - 08/01/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)

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Licenses & Designations

BOTH

Issued 05/26/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/20/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/09/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Borui Zhang.
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