Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Boris? Claim Your ProfileBoris Peter basil Wolff metternich is a financial advisor in NEW YORK, NY and has been in the industry since 2007. Boris Peter basil Wolff metternich is currently registered with Wells Fargo Clearing Services, LLC. The firm's main office is located in ST. LOUIS, MO. Prior to that, Boris Peter basil Wolff metternich was registered with CITIGROUP GLOBAL MARKETS INC., in NEW YORK, NY. Boris Peter basil Wolff metternich has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Boris Peter basil Wolff metternich has a total of 28 active registrations with the states of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/14/2014 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/20/2007 - 06/11/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Boris Wolff metternich is the right advisor for you? Invested Better is here to help.
