Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Boris? Claim Your ProfileBoris Kowal has been in the securities industry since November 4, 2003. He is currently registered with Credit Agricole Securities (usa) Inc. in New York, NY. Boris has held previous registrations with Credit Agricole Securities (usa) Inc., Linkbrokers Derivatives Corporation, and Prebon Financial Products Inc. Boris holds the Series 4, Series 7, Series 24, and Series 28 securities licenses and the SIE exam. Boris has been with Credit Agricole Securities (usa) Inc. since May 16, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2014 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
07/15/2011 - 01/14/2014
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
11/09/2005 - 12/22/2010
LINKBROKERS DERIVATIVES CORPORATION (NEW YORK NY)
NJ
12/09/2002 - 11/02/2005
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 01/24/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/02/2005
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Boris Kowal is the right advisor for you? Invested Better is here to help.
