Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Borgia? Claim Your ProfileBorgia K Yapi is a financial advisor with J.P. Morgan Securities LLC in Conyers, GA. Borgia K Yapi has been in the industry since 2003 and has a combined total of 18 years experience in the securities industry. Prior to joining J.P. Morgan Securities LLC, Borgia K Yapi worked at WAMU INVESTMENTS, INC., CHASE INVESTMENT SERVICES CORP., and WADDELL & REED, INC. Borgia K Yapi holds a Series 66, Series 7, and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
10/01/2012 - Present
J.p. Morgan Securities LLC (CONYERS GA)
GA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DECATUR GA)
GA
07/12/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (DECATUR GA)
KS
08/13/2003 - 03/24/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 08/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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