Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Boon hau? Claim Your ProfileBoon hau Lim is a financial professional registered with FINRA and holds the Series 27, SIE and Series 99TO licenses. Boon hau Lim has 6 years of experience in the financial industry and is currently registered with Mizuho Securities USA LLC. Previously, Boon hau Lim was employed with Nomura Securities International, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/11/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/03/2017 - 08/07/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/03/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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