Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bonnie? Claim Your ProfileBonnie Elizabeth Richards is a registered representative with UBS Financial Services Inc., where she has been employed since September 2008. Bonnie has held a Series 7 license since June 2007 and a Series 66 license since July 2007. Bonnie has been in the securities industry since June 2007. In addition to her work at UBS Financial Services Inc., Bonnie also serves as a board member of The Isadore Brodsky Cancer and Blood Institute. Bonnie holds registrations in numerous states including New York, New Jersey, Pennsylvania, Texas, Vermont and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/25/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/25/2007 - 10/02/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 07/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bonnie Richards is the right advisor for you? Invested Better is here to help.
