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Bon Sam Koo

Nylife Securities LLC

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About Bon Sam Koo

Bon Sam Koo is a financial professional with over 25 years of experience in the industry. Bon holds the Series 6, Series 63 and SIE licenses. Bon is currently registered with Nylife Securities LLC in Virginia. Previously, Bon worked with Ameritas Investment Corp. in Virginia and AXA Advisors, LLC in Virginia. Bon is also registered in California and Maryland.

Firm Information

Bon Koo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bon Koo’s Registration & Firm History

VA

11/01/2012 - Present

Nylife Securities LLC (VIENNA VA)

VA

01/15/2010 - 05/16/2011

AMERITAS INVESTMENT CORP. (ANNANDALE VA)

VA

09/26/1994 - 01/07/2010

AXA ADVISORS, LLC (FALLS CHURCH VA)

NY

09/26/1994 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bon Sam Koo.
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