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Bok Soon Im

Nylife Securities LLC

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About Bok Soon Im

Bok Im is a financial professional with over 3 years of experience in the securities industry. Bok is currently registered with Nylife Securities LLC in Schaumburg, Illinois. Bok holds Series 63, 6TO, and SIE licenses. Bok has been registered in Illinois since March 14, 2024.

Firm Information

Bok Im is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bok Im’s Registration & Firm History

IL

11/14/2023 - Present

Nylife Securities LLC (SCHAUMBURG IL)

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Licenses & Designations

BC

Issued 03/14/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bok Soon Im.
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